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Reviewing Investor Applications

Updated this week

As a Funds Manager, one of your key responsibilities is reviewing and responding to investor applications to join your fund. This guide provides a clear process for managing subscription and redemption requests efficiently.

Accessing Pending Applications

To view and manage investor applications, follow these steps:

Navigation Steps

  1. Log into your Client Portal

  2. Navigate to the Funds Management section

  3. Select Funds Manager → "My Approvals" tab

  4. View the list of pending applications

Here you'll find all subscription requests from potential investors and redemption requests from existing investors awaiting your review.

Managing Subscription and Redemption Requests

For each application, you have clear options to approve or decline:

Approving Applications

To approve an investor's request:

  • Click "Approve" next to the application

  • The investor will be added to your fund

  • They can begin investing according to your fund's terms

  • You'll see their account reflected in your fund's investor list

Benefits of Approval:

  • Increases your Assets Under Management

  • Grows your investor base

  • Helps achieve Active fund status

  • Generates potential Performance Fees and management fees

Rejecting Applications

To decline an investor's request:

  • Click "Reject" next to the application

  • The application will be declined

  • The investor will be notified of the decision

Important Note About Rejections: Even if you reject a subscription request, the investor will still be able to:

  • View your fund information and performance

  • Monitor your fund's progress

  • Submit another subscription request in the future if they wish

This ensures transparency while giving you control over who joins your fund.

Automated Review System

Our Funds Management system includes automated review features to streamline the application process and ensure timely responses.

Configuring Automatic Review Settings

When you create a fund, you can configure automatic review methods for two key processes:

1. Subscription Review Method Choose how subscription applications are handled:

  • Auto Approve - Automatically accept all subscription requests

  • Auto Reject - Automatically decline all subscription requests

  • Manual Review - Review each application individually

2. Redemption Review Method Choose how redemption applications are handled:

  • Auto Approve - Automatically accept all redemption requests

  • Auto Reject - Automatically decline all redemption requests

  • Manual Review - Review each application individually

Automatic Timeout Rules

To prevent delays in processing investor applications, the system includes automatic timeout mechanisms:

Subscription Timeout (48 Hours)

If the Funds Manager fails to process an investor's subscription application within 48 hours:

  • The system will automatically approve or reject the application based on your configured settings

  • This ensures investors receive timely responses

  • Prevents applications from remaining in pending status indefinitely

How It Works:

  • Application submitted → 48-hour timer starts

  • If you don't manually review within 48 hours → System applies your automatic setting

  • Investor receives notification of the decision

Redemption Timeout (48 Hours)

If the Funds Manager fails to process an investor's redemption application within 48 hours:

  • The system will automatically approve or reject the application based on your configured settings

  • Ensures investors can access their funds in a timely manner

  • Maintains trust and transparency with your investor base

How It Works:

  • Redemption request submitted → 48-hour timer starts

  • If you don't manually review within 48 hours → System applies your automatic setting

  • Redemption processed according to fund terms

Best Practices for Automatic Settings

For Subscription Applications:

Use Auto Approve if: You want to grow your fund quickly and accept all qualified investors

Use Manual Review if: You want to carefully vet each investor or maintain specific investor criteria

Use Auto Reject if: You're temporarily not accepting new investors (though archiving the fund may be more appropriate)

For Redemption Applications:

Use Auto Approve if: You want to provide maximum flexibility and liquidity to investors

Use Manual Review if: You need to assess fund liquidity or timing before approving redemptions

Use Auto Reject if: You have specific lock-up periods or redemption windows (ensure this aligns with your fund terms)

Important Requirements Before Accepting Investors

Before you begin inviting investors to your fund, ensure you meet these essential requirements:

Complete Your Profile Information

You must complete your profile information including:

  • Personal identification verification

  • Contact information

  • Trading experience and background

  • Fund strategy description

  • Professional avatar/image

  • Fee structure details

Why This Matters:

  • Builds trust with potential investors

  • Ensures compliance with platform requirements

  • Provides investors with necessary information to make informed decisions

  • Enhances your fund's professional appearance

Fund Activation Criteria

Your fund will be activated once it meets either of these criteria:

Option 1: Minimum Assets Under Management

  • USD 2,000 or more in total invested capital

  • Calculated as the sum of all investor subscriptions

Option 2: Minimum Number of Investor Accounts

  • 3 or more active investor accounts

  • Each unique investor who has subscribed counts toward this requirement

Until Activation:

  • Your fund remains in "Inactive" status

  • Limited visibility to potential investors

  • Your invitation link still works for direct sharing

  • You can still accept investors, but discoverability is reduced

After Activation:

  • Enhanced visibility in fund marketplace

  • Increased discoverability by potential investors

  • Eligibility for featured listings

  • Greater credibility with investors

Managing Applications Effectively

Review Applications Promptly

Check your "My Approvals" tab daily to stay on top of pending requests

Respond within 48 hours to avoid automatic processing

Communicate clearly if you need to reject an application

Maintain consistency in your approval criteria

Consider Your Fund's Capacity

Monitor your Assets Under Management to ensure you can effectively manage additional capital

Assess liquidity needs before approving large subscriptions

Plan for redemptions by maintaining appropriate fund liquidity

Balance growth with manageability - don't accept more investors than you can effectively serve

Maintain Investor Relations

Be transparent about your approval criteria

Respond professionally to all applications, whether approved or rejected

Provide clear communication about fund terms and expectations

Build trust through consistent and fair application review

Understanding Subscription and Redemption Processes

Subscription Process

  1. Investor submits subscription request through your fund profile

  2. Application appears in your "My Approvals" tab

  3. You review and approve/reject (or automatic system processes after 48 hours)

  4. If approved: Investor's account is linked to your fund

  5. Investor can begin investing according to fund terms

Redemption Process

  1. Investor submits redemption request to withdraw from your fund

  2. Application appears in your "My Approvals" tab

  3. You review and approve/reject (or automatic system processes after 48 hours)

  4. If approved: Redemption is processed according to fund terms

  5. Investor's funds are returned to their account

Common Questions

Q: What happens if I reject a subscription request?
A: The investor can still view your fund and submit another request in the future. Rejection doesn't block them permanently.

Q: Can I change my automatic review settings after creating a fund?
A: Yes, you can modify your automatic review settings at any time through your fund configuration.

Q: What if I'm unavailable for more than 48 hours?
A: Set your automatic review preferences appropriately before extended absences to ensure applications are handled according to your wishes.

Q: Can I approve a redemption request immediately?
A: Yes, you can approve redemptions at any time. However, the actual processing may depend on your fund's redemption terms.

Q: How do I know when new applications arrive?
A: You'll receive notifications through your Client Portal. Check your "My Approvals" tab regularly.

Need Assistance?

If you have questions about managing investor applications or need help with the approval process:

Contact our support team:

  • Submit a ticket through the Service Hub

  • Contact us via Live Chat for immediate assistance

  • Email us at [email protected]

Our team is here to help you effectively manage your fund and provide excellent service to your investors.

Key Takeaways

Review applications promptly to maintain good investor relations

Configure automatic settings to match your fund management style

Understand the 48-hour timeout to avoid unexpected automatic processing

Complete your profile before inviting investors

Work toward activation criteria for maximum fund visibility

Maintain professional communication with all applicants

Balance growth with manageability when accepting new investors

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